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Uniform Investment Adviser Law Exam ~ Association (NASAA) has created the Series 65 Uniform Investment Adviser Law Exam as one of the options that may be used to meet that requirement. Are There Any Prerequisites? There are no prerequisites to sit for the Series 65 exam. However, the test assumes that the applicant has a broad range of knowledge or experience with investments.
Series 65 Study Guide - NASAA ~ The Uniform Investment Adviser Law Examination and the available study outline were developed by NASAA. The examination, called the Series 65 exam, is designed to qualify candidates as investment adviser representatives. The exam covers topics that have been determined to be necessary to understand in order to provide investment advice to clients.
Series 65 Exam (Practice Test) updated 2020 ~ Series 65 Practice Test. This page focuses on the Series 65 Practice Test. The free Series 65 practice test will assist you in passing the Series 65 exam, which is a test that is used to assess the test-taker’s knowledge and ability to perform adequately as an investment advisor.
Series 65 – Uniform Investment Adviser Law Exam ~ Exam and registration information, exam questions, test prep and study tips and study guides and practice test in printed books and PDF download formats. The Series 65 exam, or Uniform Investment Adviser Law Examination produced by the North American Securities Administrators (NASAA).
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Series 65 – Uniform Investment Adviser Law Exam / FINRA ~ The Series 65 exam — the NASAA Investment Advisers Law Examination — is a North American Securities Administrators Association (NASAA) exam administered by FINRA. The exam consists of 130 scored questions. Candidates have 180 minutes to complete the exam. In order for a candidate to pass the Series 65 exam, he/she must correctly answer at least 94 of the 130 scored questions.
Free Series 65 Sample Exam Practice Questions ~ 10 multiple choice answers; 15 minutes exam time; 72% mark is needed to pass; Attempt all the questions. Do not use the browser back button while doing this test. The timer of the exam will not stop once the exam starts.
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Series 65 Exam Prep (Practice Questions & Study Guide ~ The Uniform Investment Adviser Law, also known as the Series 65 exam, qualifies a candidate to become an investment advisor by testing his or her knowledge on retirement investment options, portfolio management, economic trends in the marketplace, investment advice, and recommendations and ethical business practices, including laws and regulations.
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Series 65 Exam Prep Study Materials & Training by ExamFX ~ In order to obtain a Series 65 license, you must prepare and pass the Series 65 exam (Uniform Investment Adviser Law Examination). This exam is administered by FINRA (Financial Industry Regulatory Authority). To view a complete, detailed test outline, please follow the link to the FINRA website and Series 65 outline. VIEW THE NASAA SERIES 65 .
Series 65 Test Specifications Topic Weight Number of ~ Series 65 Test Specifications . P/E; price-to-book) D. Types of Risk (6) 1. systematic risks 2. unsystematic risks 3. opportunity cost . Series 65 Test Specifications 4. capital structure including liquidation priority . B. Regulation of Investment Adviser Representatives (4)
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